THE REGIONAL SOURCES OF
POWER-SHARING FAILURE: THE CASE OF LEBANON
By Brenda M. Seaver
Source: Political Science Quarterly,
Summer2000, Vol. 115 Issue 2, p247, 25p.
Intercommunal violence and
national disintegration are among the most pressing problems facing scholars
and practitioners in the late twentieth century. The international media have
recently spotlighted several deeply divided or "plural"[sup1]
societies, including Bosnia, Russia, Sri Lanka, Canada, Rwanda, Northern
Ireland, India, South Africa, and Lebanon. What makes the
persistence of subnational group identity over national identity especially
interesting is its occurrence despite powerful homogenizing social and economic
forces sweeping many regions. Somewhat surprisingly, the dissemination and
popularity of Western ideas, institutions, and values cannot seem to eradicate
traditional group ties in many societies.
The central problem facing
social scientists and policy makers is how to achieve "democratic
stability"[sup2] in these fragile states. Reducing inter-communal violence
in plural societies by creating stable regimes of any kind is clearly the
priority. However, engineering democratic arrangements becomes the next goal in
many cases because of liberal democracy's widely recognized Status as the most
legitimate type of political regime. Not only does liberal democracy allow
citizens the widest degree of political participation, it also provides for the
rule of law, guarantees civil liberties, and supplies states with institutions
and conflict resolution norms that reduce the chances of war with other
democracies.[sup3]
The challenge of building
democratic regimes in deeply divided societies becomes even more complicated in
regions where groups with shared identities transcend state boundaries. The
transnational nature of many communal groups has the potential of transforming
domestic policy issues into regional crises involving several states (for
example, Kurds, Palestinians, Serbs, Tutsis). When intercommunal conflicts
become regionalized, the threat of interstate war is superimposed on the
existing threat of civil war.
The purpose of this article
is to contribute to the debate concerning the prospects for achieving stable
democracy in plural societies. Although a vast literature exists that deals
specifically with this issue, this article tackles the problem from a different
angle: Rather than focus on how to engineer power-sharing arrangements in
burgeoning democracies or how to facilitate conditions favorable to building
democracies in such states, it emphasizes the determinants of democratic
breakdown in deeply divided societies. More specifically, its goal is to
examine the failure of consociational democracy. The consociational
power-sharing approach has been touted as the most promising model of political
mechanisms for achieving sustainable democracy in societies beset by severe
communal cleavages.[sup4]
Method
Rather than conducting a
comparative study examining various cases of consociational failure (Cyprus,
Nigeria), this article will utilize the plausibility probe approach to analyze
only one case--the Lebanese civil war of 1975-1990. A plausibility probe is a
preliminary test of hypotheses or candidate-theories that is used to determine
if more rigorous tests would be worthwhile.[sup5] The analysis is restricted to
a single case for theoretical purposes rather than for the sake of convenience,
as Lebanon represents the only durable consociational democracy
to date that ultimately resulted in failure. For example, Cyprus's
consociational democracy lasted only three years (1960-1963), primarily because
the Greek and Turkish elites never quite agreed to cooperate.[sup6] Nigeria's
lasted only nine years (1957-1966) and was only marginally
consociational.[sup7] Although Malaysia has been referred to as an example of
consociational breakdown, its power-sharing arrangements never quite collapsed;
rather, Malaysia's grand coalition experienced a temporary breakdown during the
1969 riots but was never fully abandoned.[sup8] The Lebanese consociational
system, in contrast, persisted for thirty-two years and endured periods of
severe internal strain, including the 1958 civil war and the influx of
Palestinian refugees and guerrillas following three critical regional events:
the 1948 Arab-Israeli war, the Six-Day War of 1967, and the Palestine
Liberation Organization's (PLO) expulsion from Jordan in 1970-1971. Moreover,
all major consociational principles initially operated in Lebanon,
which served as the glue that held the fragmented society together. Although Lebanon's
confessional system has always been fragile, it represents the most successful
case of consociational democracy in the developing world. Consequently, its
breakdown came as more of a surprise than the failure of other consociational
democracies in the Third World. Although a single case cannot falsify a
hypothesis or theory, it can provide powerful empirical support for a theory,
especially when very few cases of a phenomenon exist.
The comparative literature
on consociational democracy largely revolves around the work of Arend Lijphart,
among others. This literature offers the most promising domestic explanation of
consociational failure. For although Lijphart's elite-centered research has
emphasized the political determinants of consociational success, it is
reasonable to apply it to failure as well. According to consociational
theorists such as Lijphart, failure will occur when the elites comprising the
ruling coalition cease to cooperate and compromise with one another and/or when
the power-sharing arrangements no longer incorporate every significant communal
group in the society. Many comparativists interested in democratic transitions,
moreover, tend to share Lijphart's emphasis on the strategic choices of key
actors and the importance of elite pact-making to the success or failure of
nascent democracies.[sup9]
This article, however,
focuses on the following "deeper" hypothesis of consociational
failure which links internal regime instability to external (that is, regional)
conflicts: "Consociational failure is a product of inauspicious regional
factors and turbulent regional systems. Although consociational failure stems
from the cessation of elite consensus, regional factors represent important antecedent
variables that contribute to elite dissension and ultimately regime
collapse."[sup10]
This alternate hypothesis
not only incorporates the importance of elite fragmentation for regime failure
but goes beyond consociational theory because of its emphasis on how turmoil
and developments occurring within the region upset the elite consensus,
ultimately triggering regime collapse. In short, this hypothesis subsumes the
hypothesis derived from Lijphart's work and represents a better explanation for
consociational failure due to its ability to explain the origins of elite
fragmentation and the atrophy of power-sharing arrangements. According to Karl
Popper, it has more depth, since it specifies an ultimate cause of
consociational breakdown rather than emphasizing a more proximate cause.
This research hypothesis is
derived from the recent resurgence of regional studies in international
relations, which focus on the analytic importance of regional dynamics and
subsystems as distinct from the field's more typical emphases on the
international and domestic sources of interstate behavior.[sup11] Moreover,
during the 1960s and 1970s there was strong interest in the regional level,
both in subsystem research and in integration studies.[sup12] Although much of
the recent literature emphasizes the sources of regional cooperation (often
treating regional dynamics as a dependent variable), it is also reasonable to
deduce hypotheses from this literature concerning the domestic consequences of
regional relations.
The Consociational Democracy Model
Consociational democracies,
according to Lijphart, share four general characteristics.[sup13] First,
political elites representing all significant segments of the plural society
must participate in some form of grand decision-making coalition. Second, a
mutual veto must exist, allowing elites of each group to challenge decisions
detrimental to their particular groups. Third, proportionality must be the
standard principle of political representation, civil service appointments, and
the allocation of public funds. Fourth, each segmental group must be allowed to
run its own internal affairs. In his later writings, Lijphart distinguishes
between primary and secondary consociational characteristics, with the grand
coalition and segmental autonomy belonging to the former category and
proportionality and the minority veto belonging to the latter.[sup14]
At the core of his theory
is the necessary condition of elite accommodation institutionalized in
consociational devices that can produce stability. In his earlier works,
Lijphart identifies four prerequisites for elite cooperation: awareness of the
dangers inherent in fragmented systems; commitment to system maintenance;
ability to transcend subcultural cleavages; and ability to forge appropriate
solutions that can meet the demands of the subgroups.[sup15] In addition to
these prerequisites, Lijphart introduces five favorable conditions for elite
cooperation and the stable support of nonelites: first, a multiple balance of
power--all segmental groups are minorities and three or four subgroups are
preferable to two subgroups of roughly equal power or one hegemonic subgroup;
second, size of country--small is better; third, the presence of overarching
loyalties (moderate nationalism); fourth, segmental isolation (even
federalism); and finally, a prior tradition of elite accommodation.[sup16] In
his older works he suggests five other favorable conditions: the unifying
effect of external threats; widespread support of the elite cartel system;
distinct lines of cleavage; socioeconomic equality among segmental groups; and
a low decision-making load on the political system.[sup17]
Lijphart is careful to
caution his readers against perceiving his list of favorable conditions as
either necessary or sufficient conditions: "I should like to emphasize
that the most important aspect of these favorable factors is they are not
decisive: They are neither necessary nor sufficient conditions for the adoption
or success of power-sharing. They are merely helpful factors. This means that
even when all or most of the conditions are favorable, the success of
power-sharing is by no means guaranteed. And even when many conditions, or the
most crucial ones, are unfavorable, success is still possible."[sup18]
According to Lijphart, consociational devices may or may not produce democratic
stability.
Criticisms of
Lijphart's Model
Before reviewing some of
the criticisms leveled against Lijphart's model, it is only fair to acknowledge
its merits. First, consociational theory is able to explain the stability of
democracy in the smaller European countries better than other theories that
predicted democratic failure in societies lacking overlapping memberships,
cross-cutting cleavages, and a considerable degree of homogeneity or cultural-ideological
consensus.[sup19] Lijphart's list of favorable and unfavorable conditions, too,
is persuasive. Many of the states that experienced consociational failure did
lack several of the favorable conditions.
In spite of its strengths, consociational
theory has been attacked on a variety of grounds for legitimate reasons. First,
political scientists have emphasized that power-sharing devices have not
consistently yielded peace and stable democracy, and that the connection
between consociational democracy and stability has not been sufficiently
demonstrated. All one has to do is glance at the list of consociational
failures (Lebanon, Cyprus, Nigeria) to see that consociational
devices cannot always prevent intercommunal conflict, especially in the
developing world.
Second, many scholars have
asserted that some of the smaller European countries from which the model was
derived, particularly Switzerland and the Netherlands, are not truly
consociational.[sup20] Switzerland, for example, possesses an initiative and
referendum procedure that undermines other consociational devices because of
its emphasis on what the majority (mass) desires.[sup21] Still others have
identified factors other than consociational devices that promoted stability in
the smaller European cases. High levels of prosperity following World War II,
for instance, may have played a greater role in preserving peace in Switzerland
and Austria than consociational devices.[sup22]
Third, social scientists
have argued that consociational democracy may exacerbate, rather than
ameliorate, intercommunal tensions.[sup23] In one study, for example, it was
argued that the Netherlands became a more deeply plural society after
consociational devices were instituted in 1917.[sup24] Other studies blame Lebanon's collapse entirely on the extent to which its political
arrangements embodied, rather than tried to eliminate, confessionalist
differences.[sup25] The confessional schism built into the system, according to
one scholar, produced the high level of intercommunal hostility that culminated
in the 1975 civil war. A number of social scientists, moreover, assert that
consociational devices increase friction in plural societies, because many
socioeconomic problems are ignored to avoid intersectarian conflicts. The
depoliticization of serious problems renders the decision-making apparatus
virtually immobile--an important problem that even Lijphart addresses. When
serious policy problems are ignored and therefore unresolved by the
bureaucratic machinery, citizens desiring changes or reforms become
increasingly frustrated, resulting in protests and in some cases violence.
Fourth, several critics
have charged that consociational democracy is either not democratic or not
sufficiently democratic. The emphasis that consociational theory places on
deferential attitudes toward elites and the secretive nature of elite decision
making seem to be at odds with normative democratic theory. Certain critics
have even referred to consociational democracy as "consociational
oligarchy" or "elite conspiracy."[sup26] Many of these critics
dislike the lack of opposition in consociational democracies. Lijphart
persuasively defends the democratic nature of the consociational model,
however, by emphasizing the degree to which it conforms to Robert Dahl's
definition of polyarchy, as well as the fact that minorities are guaranteed
representation by the model while majoritarian arrangements deprive minorities
of a political voice.[sup27]
Fifth, Lijphart's favorable
conditions have been attacked on the basis that they are not really conditions
at all.[sup28] These critics are frustrated by Lijphart's admission that his
conditions are neither necessary nor sufficient. The problem is that when
scientists try to falsify hypotheses derived from a theory that includes
conditions that may or may not have an impact on the dependent variable,
falsification becomes extremely challenging if not impossible. If Lijphart's
theory is narrowed to include only its theoretical core--the institutionalization
of elite cooperation through certain consociational devices--then it is
potentially falsifiable.[sup29]
Sixth, Lijphart's research
has been challenged on the basis that it does not fulfill Imre Lakatos's early
criteria of a good research program.[sup30] According to Ian Lustick, Lijphart
rejects precision of concepts and measurement, consistency, and standards of
evidence and is therefore practicing "impressionistic" social
science. Additionally, Lustick argues that Lijphart has undertaken an epistemological
shift away from positivist science and altered his scholarly commitments in the
direction of prescription in his later works, particularly in his 1985 book on
South Africa and his American Political Science Review article on India. Moreover,
David Laitin's criticism that Lijphart recommends power-sharing mechanisms
irrespective of whether conditions are favorable seems to resemble Lustick's
point that Lijphart tends to confuse explanation and prescription.[sup31]
Finally, and most relevant for
this article, social scientists have argued that elite willingness to
compromise is a better explanation for democratic stability in plural societies
than are consociational devices, and that the determinants of elite cooperation
are consequently more important in explaining stability than specific political
mechanisms.[sup32] Even Lijphart openly admits that elite behavior can be
mystifying, which is one of the reasons why he includes his various favorable
conditions, which are easier to identify than the determinants of elite
behavior.[sup33] Thus, elite willingness to cooperate may be the only necessary
condition. If this is the case, scholars should focus on identifying the
sources of elite cooperation rather than on the effects of certain political mechanisms
that may not even be necessary for democratic stability, or on myriad
conditions that do not even achieve the status of necessary conditions.
Lebanon's
Power-Sharing Arrangements
In order to evaluate the Lebanon
case and the extent to which it supports the research hypothesis, it is
necessary to review briefly the power-sharing arrangements in place in 1975.
Prior to the civil war, Lebanon was one of the few liberal
democracies in the Middle East. What made its democratic regime extraordinary
was its persistence in spite of a multiconfessional society with an overarching
Muslim/Christian cleavage and seventeen different sects. Whereas Lebanon's
Muslim population consists primarily of three sects (Shi'ite, Sunni, and
Druze), its Christian residents are divided into several sects (Maronite, Greek
Orthodox, Greek Catholic, Armenian Orthodox, and Armenian Catholic, among
others). Protestants and Jews also reside in Lebanon, though in
much smaller numbers. The Palestinians that resided in Lebanon at the time were
composed of primarily Sunni Muslims (85 percent) and secondarily non-Maronite
Christians (15 percent).[sup34] In the case of the Palestinian Muslims, most
were not legal citizens of the state.
When Lebanon
achieved independence from France in 1943, two popular Lebanese elites, Bishara
al-Khuri (the Maronite president) and Riyad al-Sulh (the Sunni prime minister)
devised the National Pact. A carefully-crafted verbal agreement, the National
Pact stipulated that the Christians of Lebanon would forego
European protection and all military pacts with Western powers, while the
Muslims agreed to set aside any pan-Arab desires and accept Lebanon's
existing geographical boundaries. Rather than aligning with either the Western
or the Islamic camps, the hope was to build a sense of overarching Lebanese
national identity that would pacify both Muslims and Christians. In addition,
the pact-makers incorporated into the political system a confessional schism
when they reconfirmed that future Lebanese presidents would be Maronite
Christians, premiers would be Sunni Muslims, and the speaker of the Chamber of
Deputies would be Shi'ite Muslim. It was further agreed that Christians and
Muslims would be represented in parliament according to a 6:5 ratio (based on
the 1932 census), and civil service appointments and public funding decisions
would also be made on a sectarian basis.
Lebanon's
national covenant supplements the 1926 constitution crafted by the French in
conjunction with Lebanese jurists. According to the constitution's provisions,
a parliament popularly elected every four years elects a president of the
republic who serves a six-year term. The president appoints the prime minister,
while the prime minister forms a cabinet that will hold the confidence of the
parliament. By the 1970s the president had developed a considerable amount of
independence by making use of powers granted him by the French-inspired
constitution. These powers included veto authority, the power to dissolve the
parliament, decree powers, and the authority to appoint and dismiss the prime
minister and cabinet. Lastly, the constitution included a general provision
that the confessional groups in Lebanon be represented
proportionately in parliament.
Prior to 1975 Lebanon's
power-sharing arrangements had been praised by policy makers and scholars alike
for their ability to sustain a limited democracy and maintain civil order in a
deeply divided, modernizing society set in a tumultuous region.[sup35] Other
scholars such as Michael Hudson, however, correctly recognized the weak edifice
upon which the regime's political consensus rested.[sup36] Lebanon's
brief civil war in 1958, according to Hudson, was only one indication of the
political system's inherent frailty. Modernization and its concomitant force,
social mobilization, were more important indicators of instability due to the
host of problems they create for democratic regimes. Most notably, these
processes increased the decision-making demands on the Lebanese system and
contributed to unevenness in regional development within Lebanon,
while at the same time elites proved unable to integrate the increasing number
of nontraditional interest groups and parties into the system due to their
well-justified fear that it would result in a more radicalized Muslim state.
The Outbreak
of Civil War
Despite the enduring
quality of these power-sharing arrangements, events in 1975 proved too
formidable for the regime and its ruling coalition. Two events are widely cited
in the historical record as marking the beginning of the Lebanese civil
war.[sup37] The first occurred in February 1975, during which time Lebanese
fishermen's unions in Sidon, Tyre, and Tripoli jointly protested the
establishment of the Protein Company, a modern high-technology monopolistic
fishing company owned in large part by former President Camille Chamoun, a
Maronite Christian. In contrast to the Tripoli strike, which passed relatively
quietly, the strike in Sidon on 25 February provoked the Lebanese Army, which
promptly began firing upon protesters, mortally wounding Ma'ruf Sa'ad, the
Sunni Muslim leader of the Popular Nasserist Organization of Sidon. During the
following two weeks, demonstrations convulsed virtually all of Lebanon's
major cities, with the most intense fighting occurring between troops and
gunmen in Sidon. In an effort to prevent the Lebanese Army from taking over the
city, Palestinian commandos fought alongside radical Lebanese militiamen. This
level of Palestinian-leftist cooperation exemplified the extent to which socioeconomic
and political discontent was becoming inextricably intertwined with the
Palestinian issue.
The second event erupted on
13 April 1975, at which time Pierre Gemayel, the leader of the
Maronite-dominated Kata'ib party (the Phalangists) attended the consecration of
a new church in the Christian Beirut suburb, Ayn al-Rumana. Unknown assailants
approached the church in two cars and opened fire, killing three Christians.
Within a matter of hours, a group of Maronite militiamen at Ayn al-Rumana retaliated
by ambushing a bus containing mostly Palestinian as well as some Lebanese
passengers who were on their way to the Tel al-Za'atar refugee camp after
attending a gathering in Sabra. Twenty-seven passengers were killed and twenty
others wounded. The incident incited heavy fighting throughout the country
between the Kata'ib and the Palestinian militiamen and leftist-Muslims,
resulting in over 300 dead in three days.[sup38]
As a result of the
upheaval, Kamal Jumblatt, head of the Progressive Socialist party and leader of
the burgeoning Lebanese National Movement umbrella organization, declared a
boycott of any government containing Kata'ib representatives, while PLO leader
Yasir Arafat took the opposite tack and tried to calm the situation. The
Maronite parties (Kata'ib, National Liberal, National Bloc) removed their
ministers from the cabinet, which led to Prime Minister Rashid al-Sulh's
resignation. Despite their opposition to the political demands made by
Jumblatt, the traditional Sunni, Shi'ite and Druze leaders (zu'ama) finally
sided with Jumblatt a few days later and consequently boycotted the Kata'ib. In
the meantime, the country was in the process of polarizing into two broad
movements--the "progressive" Lebanese National Movement and the "conservative"
Lebanese Front. The Lebanese Front was led by Maronite elites Pierre Gemayel,
Camille Chamoun, Suleiman Franjiyeh, and Father Kassis of the Lebanese Monastic
Orders, and was backed by the Lebanese Forces. Heavy fighting continued between
the two movements through October 1976, at which time general hostilities
ceased owing to the assistance of other Arab governments (the Riyadh and Cairo
conferences) and the subsequent presence of an Arab Deterrent Force (ADF)
composed primarily of Syrian troops. Unfortunately for Lebanon,
internecine fighting punctuated by interludes of relative calm would continue
for fifteen years, largely fueled, but sometimes mitigated, by Syria's dominant
presence in Lebanon and Israel's occupation of part of southern
Lebanon.
Following the outbreak of
civil war and Syria's intervention in 1976, social scientists and area
specialists attributed the regime breakdown to a variety of internal factors,
including the demographic shift that increasingly favored the Muslims over the
Christians; the confessional schism that granted a privileged status to the
Maronites over the Muslims; the rise of a radicalized intelligentsia supportive
of sociopolitical change and pan-Arabism; and the inability of Lebanese elites
to deal effectively with regional development and socioeconomic disparities
which generally, though not exclusively, disadvantaged the Muslims. Moreover,
many Middle East experts have emphasized that the collapse of the Lebanese
system cannot be solely attributed to sectarian hostilities; class and identity
cleavages coexisted with the communal cleavage to produce such an unfortunate
outcome.[sup39] In the economic realm, rising prices, declining wages, high
inflation, and low national production rates, together with a service- and export-oriented
economy and the Middle East oil revolution of 1973-1974, magnified the
disparity between the rich and the poor.[sup40] These adverse economic
conditions coalesced with growing social unrest over the lack of attention paid
to the poorer regions in southern Lebanon, the Bekaa Valley,
and the Akkar region. In sum, though most scholars place considerable blame on
Israel, Syria, the Palestinians, and the cold war for Lebanon's
predicament, those focusing on the theoretical aspects of regime failure, as
opposed to the civil war's causes, largely emphasize the deficiencies of the
political power-sharing arrangement and its inability to regulate elite discord
and elite-mass conflict as well as meet the needs of a modernizing country
experiencing the forces of social mobilization.[sup41]
The Impact of
Regional Instability
In order to comprehend
fully the forces responsible for the Lebanese government's demise, it is
necessary not only to identify the internal and external factors that converged
to bring about its collapse but also to take the additional step of assessing
the relationship between the two sets of influences. Although the elite
coalition in Lebanon faced considerable challenges and
exhibited signs of fragmentation at various times after 1943, regional disputes
and their consequences were the main sources of elite discord that fragmented
the fragile ruling consensus and eventuated in regime failure in
1975-1976.[sup42] In more specific terms, the escalation of the Arab-Israeli
dispute after 1967--particularly its Palestinian dimension--and the beginning
of the Arab-Israeli peace settlement process in the 1970s increased the load on
the Lebanese political system, which divided its masses and subsequently
destroyed the elite consensus and Lebanon's proclaimed
ideological neutrality. Furthermore, Arab nationalism and the synergy it
generated with Palestinian nationalism augmented inter-Arab tensions by
producing a shift in the region's balance of power. The new regional power
configuration, in turn, accentuated divisions within Lebanese society and
culminated in Syria's dominant presence in Lebanese politics, which persists
even today. Moreover, the Arab-Israeli dispute, its attendant peace settlement
process, pan-Arabism, and inter-Arab discord cannot be viewed as separate
regional factors having impact on Lebanon's fate, since they
interact with and mutually reinforce one another.
Had there been no
Palestinian crisis--an inherently regional problem--the Lebanese regime might
have persisted beyond 1975-1976 despite its internal centrifugal tendencies. At
the very least, if the Palestinian problem had never existed, there would have
been more time for strong elites to emerge who could have dealt with the difficulties
of modernization by carrying on the Shihab tradition of social reforms and
instituting moderate political reforms (for example, increased power of the
prime minister and the cabinet, development projects, greater political
representation for the Shi'ite sect) without completely threatening the
Maronite population. Most importantly, these reforms would have
been enacted in a less ideologically-charged society with far fewer militias
and radical groups, since their raison d'etre would no longer exist.
The
Palestinian Crisis
Whereas scholars disagree
over whether the Lebanese regime would have imploded even if the Palestinian
problem had not existed, virtually all Middle East specialists concede that the
presence and activities of the Palestinian resistance movement and refugees in Lebanon significantly destabilized the regime in 1975-1976 because
of the regime's weak conflict-regulating mechanisms and the pressures of
modernization.
The presence of Palestinian
refugees on the outskirts of Lebanon's major cities (Beirut,
Tripoli, Sidon) and in southern Lebanon after 1948 was enough to weaken the
Lebanese government for two reasons: it shifted the Muslim-Christian
demographic balance in favor of the Muslims, which threatened the Maronite population; and it presented the host regime with additional
social, political, and economic challenges. According to the 1932 census (the
last census taken in Lebanon), Christians slightly outnumbered
Muslims, and the Maronites constituted the largest sect.[sup43] By the mid- to
late-1970s, however, it was estimated that the Muslims had surpassed the
Christians in number due to higher Muslim birth rates.[sup44] These demographic
changes concerned the Maronites, who feared that Lebanon would
be converted into a Muslim state if the Muslims increased their political
representation. This fear reinforced the Maronites' insecurity, which stemmed
from their minority status in the broader Arab world. It was partly this fear
that drove the Lebanese government to clamp down on the refugee camps. It
sought to maintain order as well as prevent the Palestinians from organizing a
nationalist movement that could lead to greater social and political demands by
the masses as well as security problems with Israel.
But it was not until the
1967 Six-Day War. a pivotal regional event, that the Palestinians began to play
a fundamental role in eroding the stability of Lebanon's
regime. Prior to 1967, Lebanon had managed to remain detached from the
Arab-Israeli dispute, with the exception of its limited participation in the
1948 war. After the 1967 war, however, the Palestinian population
in Lebanon increased from roughly 140,000 to over 240,000, and the Fedayeen
(Arab commandos) began launching raids across the Lebanon-Israel
border with increased regularity, especially after the 1969 Cairo Agreement
condoned such behavior.[sup45] In addition, the Israeli army's overwhelming
victory and the unequivocal support provided to Israel by the United States
following the outbreak of war mobilized the large Palestinian refugee camp population and its militias by igniting both Palestinian and Arab
nationalist feeling. Given the crushing defeat of the Arab armies and the PLO's
increasing awareness that the Arab regimes would subordinate the issue of a
Palestinian homeland to each of their national interests, the PLO recognized
that it was on its own and needed to achieve independence from the Arab regimes
in order to fulfill its nationalist goal. Meanwhile, the PLO's guerrilla
activities expectedly provoked the Maronite-led government, which sought to
avoid a military confrontation with Israel.
Although most Westerners
associate the PLO with the centrist al-Fatah organization led by Yasir Arafat,
other Palestinian groups, often referred to as the Palestinian rejectionists,
were far more extreme than Fatah in both their goals and methods. Whereas the
Marxist groups sought to promote social revolution, Fatah's goal was more
nationalist in character. Thus, the Marxist Popular Front for the Liberation of
Palestine (PFLP), led by George Habash; the Marxist Democratic Front for the
Liberation of Palestine (DFLP), led by Nail Hawatmeh; the PFLP-General Command
led by Ahmed Jabril; Sa'iqa, sponsored by the Syrian Ba'athist Party; and the
Arab Liberation Front, sponsored by the Iraqi Ba'athist party, all coexisted
with Fatah in Lebanon, though not very peacefully. The
rejectionist groups frequently organized their own attacks on Israel, often
without Arafat's blessing after he became chairman of the PLO in 1969.
The 1967 war also had a
direct impact on Syria's relationship with Lebanon, which would
have telling consequences for the Lebanese regime nine years later. Syria has
always sought to reserve for itself a patronship role over Lebanon,
given the belief held by many Syrians that their country's boundary with Lebanon
was artificially drawn up by France to suit its colonial interests, and given
the presence of approximately 300,000 Syrian workers in Lebanon.[sup46]
The immediate problem, however, was that Israel's occupation of the Golan
Heights increased the strategic significance of Lebanon to the
Syrian regime. For if the Israeli army was to penetrate southern Lebanon in
addition to occupying the Golan Heights, it could potentially attack Syria from
two fronts. Thus, if Israel were able to annex or occupy southern Lebanon,
the Israeli Defense Forces (IDF) would only have to travel about eighteen miles
to Damascus via the Bekaa Valley.
Alternatively, an
Israeli/PLO conflict could have led to partition, which was also undesirable in
Syrian calculations. Specifically, if PLO operations provoked Israeli
intervention in Lebanon, Syria feared the Maronite Christians
would solicit support from Israel and possibly create a state of their own in
the Mount Lebanon area, while Israel annexed southern Lebanon.
The remaining Lebanese territory would then take the form of a leftist
guerrilla state supported by Iraq and Libya, which would be an ideal beachhead
into Syria. Iraq and Libya directly threatened the Syrian Ba'athist regime,
because of their intention to turn Lebanon into a confrontation
state against Israel, which would inevitably endanger Syria's security. Another
undesirable scenario involved the leftist-Muslim camp defeating the
rightist-Maronite camp in a civil war, resulting in a radicalized Lebanon,
which again would be permeable to Iraqi and Libyan influence. Consequently,
Hafiz al-Assad, Syria's leader prior to and following the civil war, understood
that although he needed to support the Palestinian resistance movement, he also
needed to exert control over it in order to preserve the Lebanese regime and
forestall Israel's occupation of Lebanon or other adverse
outcomes.
The 1970-1971 Jordanian
civil war further intensified Syria's interest in Lebanon. During the late
1960s, King Hussein found himself suffering increasing Israeli reprisals for
the Fedayeen's commando raids against Israel. As a result, the Jordanian
government was teetering on the brink of collapse, impelling King Hussein to
confront the Palestinian resistance organizations and ultimately expel them
from Jordan. This confrontation triggered widespread fighting between
governmental forces and the Palestinian resistance organizations, as well as
Syrian intervention designed to aid the Palestinians. Following the Palestinian
resistance organizations' relocation to Lebanon, Assad tried to
exert control over the Palestinian commandos but often found himself in
conflict with Arafat and other Palestinian leaders who opposed foreign
manipulation of the Palestinian resistance movement. Moreover, estimates
indicate that Lebanon's Palestinian population during this time
mushroomed to over 350,000, which made Assad's task of controlling the PLO and
Arafat's goal of a united Palestinian front even more daunting.[sup47]
Finally, Israel's role in
the Palestinian crisis and in Lebanon's spiral toward civil war
cannot be overstated. In addition to representing a critical part of Syria's
calculus, Israel's foreign policy toward Lebanon--namely, its
policy of using air strikes, mortar attacks, and incursions to induce a
response from the Lebanese government similar to that displayed in Jordan in
1970--played a fundamental role in intensifying conflict within the region as
well as promoting instability in Lebanon. For example, Israel's
raids on Beirut in 1968 and 1973, its support for the Maronite Christians
during the civil war, and its sponsorship of the Southern Lebanon
Army (SLA) and its leader, Sa'ad Haddad, dealt a serious blow to the Lebanese
regime by fragmenting the Muslim camp and making the Lebanese Army appear
impotent and sectarian.
Arab
Nationalism, the Palestinian Crisis, and Inter-Arab Discord
In its purest form, the
pan-Arab doctrine postulates the existence of a single Arab nation as a present
and past reality. Due to the supranationalist nature of pan-Arabism, state
boundaries are viewed as artificial constructions. In reality, pan-Arabism has
been manipulated by various Arab leaders in a realpolitik fashion to benefit
their regimes over others in the region.[sup48] Regimes in Iraq, Syria, Libya,
and Egypt have all sought the guardian role of pan-Arabism at various times.
Unquestionably, Egypt's Gamal Abdel Nasser was the most successful of the Arab
leaders in fostering pan-Arab unity--an effort that culminated in the creation
of the United Arab Republic of Egypt and Syria (1958-1961). Following Nasser's
death in 1970, Syria and Iraq have competed for the post, primarily by
attempting to gain the leadership role of the Palestinian movement. The fierce
competition between the two states stems in part from Iraq's Arab nationalist
tradition and the regime's perception of itself as the "legitimate"
headquarters of the radical Ba'athist party. Syria also asserts a similar historical
claim, as it was Damascus rather than Baghdad that was chosen to host the first
brief independent Arab state during the late nineteenth and early twentieth
centuries.[sup49] This intense rivalry, however, also stems from another
important source of friction addressed earlier: Iraq's preference for a
radicalized regime in Lebanon that could serve as a
confrontation state against Israel; and Syria's desire to avoid this outcome,
since both Israeli-Lebanese military conflict and a Lebanese regime aligned
with Iraq would endanger Syria's security.
Despite pan-Arabism's peak
in the 1950s and early 1960s under Nasser, regional events have continued to
influence its intensity and resonance, particularly with the Arab masses.
Whereas the Arab regimes have often possessed equivocal attitudes toward Arab
and Palestinian nationalism and have consistently used it as a weapon when
national interests dictated, the masses have been extremely receptive. The
outcome of the 1967 war and its attendant Arab territorial losses, for example,
inflamed Arabs in Israel's neighboring states, re-suiting in even more fervent
pan-Arab and Palestinian nationalist sentiment among many Muslims. This unity
also briefly occurred at the regime level, for the war initially united the
Arab regimes (including Saudi Arabia and Kuwait) in their refusal to grant
Israel recognition until their lost territories were regained. Most important
for Lebanon, however, the ascendant activism that emerged among
the Palestinians coincided with rising protests and discontent that manifested
itself among the Muslim lower classes in Lebanon as well as in
middle strata, both of which had been virtually shut out of the political
system. Hence, the movement for social change quickly became linked with the
Palestine liberation movement.
The 1973 Yom Kippur War, in
contrast, produced ambiguous results for the Arab nationalist movement. While
the war restored a sense of Arab pride and confidence due to a number of Arab
military accomplishments early in the war and the power wielded by the
Organization for Petroleum Exporting Countries (OPEC) during the oil embargo,
its consequences proved extremely divisive for the Arab regimes. Rejectionist
states such as Iraq, Libya, and Algeria continued to advocate the
nonrecognition of Israel, while Jordan, Egypt, Syria, Saudi Arabia, and even
Arafat began to soften their positions on the existence of Israel, with the
intent of focusing on social and economic problems at home and using more
diplomatic means to regain their lost territories.[sup50] In the case of Syria,
its focal concern was the return of the Golan Heights. Consequently, Assad
wished to use the recognition of Israel as a bargaining chip to ensure the
return of his territory. Meanwhile, Arafat's softened position produced a split
in the PLO in 1974 in which the PFLP and Arab Liberation Front formed the
Rejection Front.[sup51] Thus, the Arab nationalist movement began to be
overshadowed by individual national interests after 1973.
The 1973 War also
contributed to a seminal regional event that would dramatically alter the
regional power configuration, divide the Arab world, and further endanger Lebanon's stability: Egypt's decision to chart a separate peace
with Israel with the assistance of U.S. Secretary of State Henry Kissinger. It
is no secret that one of Kissinger's primary goals was to break up the united
Arab front by using a step-by-step approach, and the Arab states correctly
recognized this at the time.[sup52] Not surprisingly, the Syrian, Iraqi,
Libyan, and Jordanian regimes, as well as Arab nationalists and Palestinians
residing in Lebanon, opposed Egyptian President Anwar Sadat's
negotiations with Kissinger over the return of the Sinai to Egypt. One of the
most divisive parts of these negotiations, however, involved the second
disengagement agreement, the Sinai II interim agreement. The Sinai II
negotiations agitated Arab nationalists within and beyond Lebanon's
borders, in part because of Egypt's deviance from Arab goals but mostly because
the Palestinian problem--the central regional issue-- was completely ignored in
the agreement. As a result, Assad publicly attacked Sadat for having forsaken
the struggle against Israel and demanded that Sadat promote international
recognition of the PLO. Shortly thereafter, Sadat's 1977 trip to Jerusalem and
the Camp David Accords of 1978 further deepened Egypt's isolation, which would
continue to exacerbate sectarian and ideological divisions in Lebanon.
Perhaps most critical for Lebanon's
future, however, the 1975 agreement and Egypt's decision to promote a separate
peace for itself left Syria to face Israel alone. This development reinforced
Syria's view of Lebanon as its protectorate, while it also
contributed to Syria's broader strategy to form a new power bloc in the fertile
crescent consisting of Syria, Jordan, the PLO, and Lebanon.[sup53]
Syria's strategy, however, met with little success, as Assad could neither
control the actions of the fragmented PLO nor exert control over King Hussein,
who was increasingly following Egypt's more conciliatory path.
The destabilizing domestic
repercussions of Arab and Palestinian nationalism suffered by many of the
region's regimes, which stemmed from the Palestinian crisis, also contributed
to inter-Arab friction and a negative outcome for Lebanon.
Militant Palestinian nationalism in Lebanon posed a formidable challenge to the
stability of the regime but also captured the attention of Saudi Arabia and
other conservative regimes, which found it in their interests to assist the
Maronite fight against the leftist-Muslim camp in order to establish a bulwark
against the forces of radicalism. They simultaneously supported the PLO,
because public opinion and some elites sympathized with the Lebanese Muslims
and the Palestinians. Like Syria, Jordan, and Egypt, the Gulf states
increasingly feared the effects of Palestinian nationalism on Muslims living
within their own borders. In Jordan, King Hussein's conservative Hashemite
regime increasingly tangled with the Palestinians who have represented a majority
in the state since 1948, which led to the 1970-1971 civil war and conflict with
Syria over a failed Syrian attempt to help the Palestinians during the war. In
Syria, as part of the Alawi minority sect, Assad faced a Sunni Muslim majority
that was highly sympathetic to Arab causes in general and the Palestinian
problem in particular. During the civil war in Lebanon, for
example, Assad found himself in the precarious position of having to explain to
Syria's Sunni majority why he was trying to undermine the Palestinians in Lebanon, as well as why Syria was aiding the Maronite Christians
at various points during the war. The problem was that Assad's regime could not
withstand a radicalized Lebanon for two reasons. First, if Lebanon
became an Arab confrontation state, Arab nationalism could spill over into
Syria, disrupting Assad's more secular regime by animating fundamentalist
elements in society and by arousing class consciousness among Syria's deprived
groups. Second, during the late 1970s and 1980s, Iraq was a major rival to
Syria in Lebanon, and a more radicalized Lebanon would have
strengthened Iraq's influence in Lebanon at the expense of Syria's and would
have made it easier for Iraq to act against Syria. In short, any regional event
that had the potential for stoking the embers of Arab and Palestinian
nationalism posed a direct challenge to the legitimacy of several of the
region's regimes, impelling leaders to make policy choices that damaged
prospects for inter-Arab unity and adversely affected the fragile Lebanese
democracy.
Though many regimes in the
Middle East experienced the effects of Arab nationalism and inter-Arab tensions
in the 1960s and 70s, their consequences were most pronounced in Lebanon.
Lebanon's multiconfessional character, ideological divisions, economic crisis,
festering problems of socioeconomic inequality, Maronite political
preponderance, and proximity to Israel made its regime vulnerable to
interference and exploitation by other regional actors. Scholars have often
referred to the Lebanese civil war as one of maneuver in which
conservative/moderate states in the region (Saudi Arabia, Egypt) sought to deny
influence to the radical/progressive states (Syria, Iraq, Algeria, Libya),
while both sets of states armed Lebanon's various militias and
parties.[sup54] In the case of Syria, for example, Assad's concerns about the
security effects of a weak or radicalized Lebanon and his
subsequent decision to intervene in 1976 when the leftist-Muslim camp was on
the verge of defeating the rightist-Maronites is only the most obvious example
of foreign interference. Israeli retaliation in southern Lebanon
and Beirut prior to, during, and after 1975, and its later occupation of part
of southern Lebanon, represent another salient example of foreign
intrusion that would have catastrophic effects for Lebanon. Specifically,
although leaders such as Prime Minister Sa'ib Salam would instruct the Lebanese
Army to punish the Israelis and protect Lebanon's southern
residents (particularly after the 1973 Israeli attack on Beirut), the army's
fear of disintegration along communal lines prevented it from acting.[sup55]
Consequently, the Israelis attacked with impunity; and many Muslims and some
Christians increasingly believed the Maronite-led army was plotting to destroy
the resistance movement, thereby fueling Muslim discontent and
radicalism.[sup56]
Another form of
interference involves the degree to which other regional regimes supplied Lebanon's factions with materiel and capital, both voluntarily and
upon the request of the various factions. The conservative Gulf states provided
the Lebanese government and the Palestinian combatants with financial and
military assistance, while Iraq, Libya, Syria, Algeria, and Israel, among
others, provided the various militias with a substantial amount of capital and
weaponry. In terms of material assistance, Lebanon's militias
came to possess more weapons than did the Lebanese Army, largely because of
foreign suppliers. The collapse of the Lebanese state has not been attributed
to the prevalence of militias per se, because they were largely a consequence
of the Palestinian crisis and the inability of the Lebanese Army to control the
situation. Yet, the militias should be accorded some causal status, because
they increased the probability of a violent outcome to Lebanon's
problems and contributed to the war's longevity.
The assistance provided by
Israel to the Maronite-rightist camp warrants special mention. The Israeli
government viewed a weak Lebanon. permeable to influence by
radical Palestinian groups as well as Syria, as a major threat to its security.
In order to enhance its security, the Israeli government established ties with
Major Sa'ad Haddad in southern Lebanon in 1976, where
Christians were suffering at the hands of Palestinian resistance groups, as
well as with Christians in the north aligned with Pierre Gemayel and Camille
Chamoun. The intention of Prime Minister Yitzhak Rabin's government at the time
was not to rid Lebanon of the PLO and the Syrian presence. but
rather to help establish a military force in Lebanon capable of standing up to
the PLO.[sup57] And the best way to accomplish this goal was to supply the
Lebanese Forces and the Kata'ib with light and heavy weapons and munitions.
later supplemented by military training. However, the assistance provided by
the Rabin government did not produce Christian militias strong enough to curb
Palestinian guerrilla attacks against Israel, and it further enraged the
leftist-Muslim camp in Lebanon.
Regional
Turmoil and its Consequences for Lebanon's Elite Coalition
Unfortunately for Lebanon,
the mutually reinforcing nature of the Palestinian crisis, pan-Arabism, and
inter-Arab discord fragmented the Sunni-Maronite ruling coalition to the extent
that it effectively dissolved in 1975. Put another way, the divisive nature of
leftist-Muslim sociopolitical demands and the Palestinian issue together made
it impossible for the Sunnis and Maronites to maintain common policy positions
over time. Although both the Maronite leaders (Franjiyeh, Chamoun, Gemayel,
Father Kassis) and the Sunni oligarchs (Karami, al-Sulh, Salam) agreed that the
Sunni-Maronite ruling formula should not be altered, the Palestinian issue
ultimately proved fatally divisive. While the Sunni leadership supported the
Palestinians' commando raids against Israel, the Maronites were busy plotting
their confrontations with the PLO. And in April 1973, the Sunni-Maronite
partnership was seriously weakened after Israel raided Beirut, resulting in
Prime Minister Salam's resignation. After this point, the Muslim half of the
coalition was no longer effective, and it was only a matter of time before
civil war would erupt.
Although the Palestinian
and social reform issues fragmented the Christian elites to some extent, they
divided the Muslim elites to a much greater degree. The main reason for this
disparity is that the Maronites have traditionally been the sole
representatives of the Christian camp. In effect, Christian elite solidarity
was tantamount to Maronite elite cohesion. And although the Maronite elites
that comprised the Lebanese Front (Chamoun, Gemayel, Franjiyeh, and Kassis)
competed with and tried to undercut one another for the presidency on an
ongoing basis, and they also had different views on collaboration with Syria
and how to deal with the Palestinians, they maintained a relatively united
front in 1975.
In the case of the Muslims,
however, elite cooperation is complicated by the presence of three sects
(Shi'ite, Sunni, and Druze) with strong leaders. Though the ruling formula
prior to the civil war privileged the Sunnis over the Shi'a, Sunni elites could
not discount entirely the policy positions of Shi'ite elites, especially since
the speaker of the Chamber of Deputies was always a Shi'ite, and figures such
as Imam Musa al-Sad'r commanded significant followings. Although they tried to,
Sunni elites could not completely ignore the revolutionary demands made by
Jumblatt. In short, while Sunni elites such as Prime Minister Salam struggled
to maintain the sociopolitical status quo, Jumblatt was busy trying to foment a
sociopolitical revolution, al-Sad'r was trying to improve the living conditions
and representation of the Shi'ite population, and Kamel
al-As'ad was seeking to maintain his power as speaker of the Chamber of
Deputies, disagreeing with fellow Shi'ite elites including both al-Sad'r and
Jumblatt.
In addition to fragmenting
the elite ruling coalition, regional developments contributed significantly to
the erosion of elite-mass solidarity within both the Christian and Muslin camps
by 1975. The disintegration of subgroup cohesion was partly responsible for the
growing elite dissensus. On the Muslim side, subgroup cohesion began to crumble
as the intelligentsia, students, workers, unions, and peasants became
increasingly radicalized following four seminal regional events that
exacerbated Lebanon's social, economic, and political domestic
problems: the 1967 war, the arrival of the PLO in Lebanon and its consequent
Israeli reprisals, the spread of Arab nationalist and Palestinian nationalist
ideologies, and Egypt's negotiations with Israel and the United States. Tension
between the Muslim oligarchs and the radicalized masses was largely fueled by
disagreement centered around social and economic changes desired by the
leftists, as well as their political demands favoring greater Muslim
representation in executive, military, security, and high-level administration
positions. Furthermore, Muslims and the lower class residing in southern Lebanon and Beirut were becoming increasingly enraged by the
Lebanese government's inability to protect them from recurrent Israeli mortar
attacks, air strikes, and incursions. Hostility on the part of the oligarchs,
on the other hand, centered around the militant activities of the radicals
towards Israel, which Sunni Prime Minister Salam correctly recognized would
unravel the Lebanese government because of the Israeli retaliation it provoked.
Once the newer elites representing the leftist-radical Muslim groups recognized
that they would not be integrated into the political system, they began to
undercut establishment Muslims, weakening the clientelist foundations of
Lebanese political culture.
Meanwhile, a large segment
of the Sunni oligarchs' client base shifted its allegiance to the groups and
militias comprising the National Movement. The disintegration of the Muslim
camp was further amplified by Jumblatt, who made it his mission to
deconfessionalize the political system so that he could have the opportunity to
become president or prime minister. However, the most serious threats to
subgroup cohesion were the members of the Marxist rejectionist Palestinian
militias (PFLP, PFLP-General Command, DFLP) and Lebanese leftist groups,
including Arab nationalist (Arab Liberation Front), Syrian nationalist (Sa'iqa,
Syrian Social Nationalist party), communist, and other Nasserite groups. Like
Christian militias such as the Phalangists and the Tigers, these Palestinian
militias were notorious for undermining cease-fires at the beginning of the
civil war. In addition, they were responsible for initiating and supporting
Palestinian shelling and raids on Israel prior to the war.
On the Christian side, the
Palestinian problem also placed considerable strain on intra-Christian
elite-mass solidarity. At the same time Maronite elites such as Franjiyeh and
Chamoun were publicly attempting to hold the ruling coalition together,
militias controlled by some of these very same elites were undercutting elite
cooperation and any beleaguered attempts to stave off civil violence.
Specifically, President Franjiyeh controlled the Liberation Army of Zgharta,
while Gemayel headed the Phalanges, and Chamoun's son, Dany, controlled the
Tigers. Even Father Kassis was believed to sponsor a militia referred to as The
Organization. The intent of many of these militias was to exert control over
the Palestinians and maintain the privileged status of the Maronites in
Lebanese politics. And unlike the Maronite elites who were trying to maintain
the ruling coalition, the militias were in a less constrained position and
could therefore use more aggressive means to accomplish these goals. Although
experts on Lebanon have argued that Maronite elites who headed
these militias were to some degree in control of them, experts also acknowledge
that these militias often seemed to act in defiance of the Lebanese Front's
leadership.[sup58] For example, they frequently refused to obey agreed-upon
cease-fires, and they occasionally went "completely berserk" as
happened to the Phalangists in December 1975, when they massacred 200 Muslims
in Beirut allegedly in retaliation for the killing of four Phalangists.[sup59]
Other groups within the
Christian camp that disagreed with the policy positions of the Lebanese Front
included the student population, the Caucus of Committed
Christians, and a group of moderate Christian politicians. As early as 1969,
Catholic and Orthodox students, who were aroused by the violent campaign
against the Palestinians in the late 1960s, began to support publicly the
Palestinian resistance movement.[sup60] The Caucus was created by Christian
clergy, theologians, and intellectuals. It offered an alternative to the
fascistic line increasingly followed by a significant part of the Maronite
community.[sup61] In general, it sought to combat the propagation of fear by
the Maronites, while it also supported the Palestinian cause. In the case of
the moderate Christian politicians, these leaders were willing to concede a
large share of power in the confessional system to the Muslim communities and
to reach some type of accommodation with the Palestinians in order to preserve
the Lebanese state. Elias Sarkis, the former Shihabi politician who would
become president in 1976, was the most prominent figure in this group, while Raymond
Edde, formerly opposed to Shihab reformist policies, found himself being drawn
closer to traditional Sunni politicians such as Sa'ib Salam and Rashid
Karami.[sup62] Like Sarkis, Edde advocated compromise and moderation.
Conclusion:
Prospects for a Post-Ta'if Lebanon
Although the Lebanese case
confirms Lijphart's theory that elite consensus backed by consociational
mechanisms is crucial for stable democracy in divided societies, the case also
corroborates the deeper alternate theory proposed in this article that
addresses the regional sources of elite fragmentation. Specifically, the
Lebanese civil war supports the hypothesis that a turbulent regional system can
strain the domestic elite consensus upon which power-sharing is based and can
ultimately contribute to regime collapse. This finding, however, suggests two
important questions: First, if regional developments are important in
explaining consociational failure, what does this mean for the future of Lebanon now that the confessional schism has been reaffirmed--albeit
in modified form--in the 1989 Ta'if agreement? Second, would a majoritarian
system be more durable in deeply divided societies that face regional
instability than political arrangements based on power-sharing principles?
With regard to the first
question, the 1989 Document of National Understanding that emerged from the
Ta'if negotiations strengthened Lebanon's confessional
political system in a number of respects. First, the Ta'if agreement shifted
executive authority from the Maronite president to the cabinet, thereby
increasing the power of the Sunni prime minister. This represents perhaps the
most important modification to the confessional system in that it increases the
representation for the Muslim majority in Lebanon. Second, the
agreement elevated the status of the Chamber of Deputies at the expense of the
president. Specifically, it stipulated that the nomination of the prime
minister by the president would require consultation with the speaker of the
Chamber, who conveys the results of binding parliamentary consultations. Third,
the 6:5 ratio of parliamentary seats, which had previously favored the
Christians, was replaced by parity--a demand which has been made by the Muslims
ever since the 1970s. Accordingly, nine new Muslim seats were added to the
Chamber, creating a 54-54 seat balance. Fourth, the agreement eliminated
sectarian criteria for recruitment of public servants with the exception of
high-level posts. Fifth, the agreement required the dissolution of militias and
the withdraal of Syrian forces to the Bekaa Valley within six months and two
years, respectively, of the Chamber's ratification of the agreement. Sixth, the
document called for implementation of UN Resolution 425, which demands the
withdrawal of Israeli troops. An Israeli withdrawal, however, has not yet
occurred. Seventh, like the National Pact, it states that institutionalized
sectarianism is only intended to be transitional, while deconfessionalization
remains the ultimate goal. Overall, while the Ta'if agreement improved the
status of Muslims vis-a-vis the Maronites, it also benefited the Sunni Muslims
more than the Shi'a, as the Shi'a gained only three of the new appointive
seats. It also granted a privileged status to Syria, as it did not call for
Syrian withdrawal from all of Lebanese territory.
Despite these institutional
improvements, they have not made the Lebanese regime significantly less
vulnerable to regional instability. Rather, the future of Lebanon
and the success of the Ta'if agreement depend to a greater extent upon the
current regional climate in the Middle East. Generally, the region is more
stable now than it was in the late 1960s and early 1970s. For example, many
Palestinians (excluding Hezbollah and other extremist groups) now support Arafat's
Palestinian Authority and its attempt to find a political, rather than a
military, solution to the problem of Palestinian autonomy. In addition,
inter-Arab friction--between Syria and Iraq, in particular--is less intense
today, which is due in part to Syria's successful bid to remove Iraqi influence
from Lebanese politics. The Iranian government also has made a number of
overtures to the West in general and to the United States in particular in an
attempt to normalize relations and become less of a pariah state in the world
community. Finally, the Israeli government led by the Labor party and Prime
Minister Ehud Barak has demonstrated a commitment to promoting peace in the
region by renewing negotiations with Syria and the Palestinian Authority.
Although the Middle East
region is presently more stable than in the early 1970s, there are still
reasons for pessimism when evaluating the stability of the Middle East and its
impact on Lebanon's present power-sharing arrangements. First,
the Gulf War of 1990-1991 temporarily divided the Arab world and impelled Syria
to sign a mutual defense pact with Lebanon in May 1991.[sup63]
Instead of helping to restore Lebanon's independence, the pact merely reflected
the intimate relationship of the two states and virtually guaranteed the
persistence of Lebanon's dependent status. Second, although the
Ta'if agreement largely restored peace to Lebanon and the disarming of the
militias has been moderately successful, Hezbollah remains intact and continues
its war with Israel in southern Lebanon and northern Israel.
The terrorist tactics of Hezbollah continue to undermine peace efforts by
making it more difficult for the Israeli government to advance the peace
process, as evidenced by the policies of Prime Minister's Benjamin Netanyahu's
government between 1996-1999. Such policies include the expansion of Jewish
settlements in Jerusalem and the West Bank, the decision not to withdraw from Lebanon, and the stalemate in negotiations with Arafat and the
Palestinian Authority over the implementation of the 1993 Oslo Accord and the
subsequent 1998 Wye River agreement. More recently, Barak discovered that any
attempt to exchange land for peace with either the Syrians or the Palestinians
would elicit a violent response from Hezbollah.[sup64]
Clearly, what is most
important for the future of Lebanon is the resolution of the
Palestinian crisis, for it is this problem that will continue to promote
friction within and between Lebanon's Christian and Muslim populations.
Until agreements such as the Oslo Accord are upheld granting the Palestinians
autonomy in designated areas of the occupied territories, prospects for an
independent Lebanon free of Syrian guardianship and Israeli
interference remain dim. The seemingly intractable dilemma, however, is that
whenever the Palestinian Authority and the Israeli government make progress on
the issue of Palestinian autonomy, it triggers an automatic response on the
part of Jewish, Islamic, and Palestinian extremist groups who are opposed to
it, undermining any prospects for peace in the region. The most poignant
example of this dilemma is, of course, the assassination of Prime Minister
Yitzhak Rabin in 1995 at a point when Palestinian self-rule in areas of the
West Bank began to appear imminent. Though the present regional conditions may
not be adverse enough to destroy Lebanon's modified
power-sharing arrangements, they will continually endanger its stability and
virtually guarantee Syria's presence in Lebanon for the foreseeable future. In
short, until the Palestinian problem is resolved (assuming it can be resolved)
the Lebanese regime will remain unstable and will be vulnerable to any regional
developments that may promote future Hezbollah-Israeli violent exchanges, that
may further ignite leftist-Muslim sympathy for the Palestinian cause, and that
will maintain the firm grip Assad has on Lebanese politics.
Would the implementation of
a majoritarian (winner-take-all) system in Lebanon be more
durable in the face of regional problems such as the Palestinian crisis? The
simple answer to this complex question is probably not. Although the
maintenance of elite consensus would no longer be problematical, an even graver
problem would emerge--namely, the Muslims would in all likelihood continually
dominate Lebanese politics due to their majority status, which would threaten
the security of the Christians. Many Christians are already insecure because of
their minority status in the Middle East. One thing the civil war made clear to
most observers is that when the power of the Maronite Christians in Lebanon is in jeopardy, they, like other threatened minorities,
will rely upon violence to strengthen their position and ensure their survival.
A majoritarian system--even one that conferred basic minority and individual
rights--would only exacerbate the effects of their minority status, which would
increase the probability of civil violence in Lebanon.
In sum, it is more critical
for the international community and regional actors to devise a solution to the
Palestinian problem than for Lebanon to dramatically alter its
political institutions at this point. A majoritarian system would be more
problematical than power-sharing arrangements in a country as divided as Lebanon and would further complicate an already precarious
situation. However, from an institutional standpoint, only the implementation
of all of the Ta'if provisions would be beneficial to the regime.[sup*]
[sup1] Harry Eckstein,
Division and Cohesion in Democracy: A Study of Norway (Princeton: Princeton
University Press, 1966), 34.
[sup2] Ibid., 228-29.
[sup3] For more information
on the democratic peace literature, which focuses on the absence of war between
democracies, see Michael Doyle, "Liberalism and World Politics," American
Political Science Review 80 (December 1986): 1151-61; and Bruce Russett,
Grasping the Democratic Peace: Principles for a Post-Cold War World (Princeton:
Princeton University Press, 1993).
[sup4] Arend Lijphart,
Democracy in Plural Societies: A Comparative Exploration (New Haven: Yale
University Press, 1977); Arend Lijphart, "The Power-Sharing Approach"
in Joseph V. Montville, ed., Conflict and Peacemaking in Multiethnic Societies
(New York: Lexington Books, 1991), 491-509; Arend Lijphart, Power-Sharing in
South Africa (Berkeley: Institute of International Studies, University of
California, 1985); Arend Lijphart, The Politics of Accommodation: Pluralism and
Democracy in the Netherlands, 2nd ed. (Berkeley: University of California
Press, 1975); Arend Lijphart, "Consociational Democracy," World
Politics 21 (January 1969): 207-25; Arend Lijphart, "Typologies of
Democratic Systems," Comparative Political Studies 1 (April 1968): 3-44.
[sup5] Harry Eckstein,
"Case Study and Theory in Political Science" in F. I. Greenstein and
N. W. Polsby, eds., Handbook of Political Science (Reading, MA: Addison-Wesley,
1975), 108-13.
[sup6] Stanley Kyriakides,
Cyprus: Constitutionalism and Crisis Government (Philadelphia: University of
Pennsylvania Press, 1968).
[sup7] John P. Mackintosh,
Nigerian Government and Politics (London: Allen and Unwin, 1966).
[sup8] Karl yon Vorys,
Democracy Without Consensus: Communalism and Political Stability in Malaysia
(Princeton: Princeton University Press, 1975), 15 and 386-422.
[sup9] Guillermo O'Donnell
and Philippe C. Schmitter, eds. Transitions from Authoritarian Rule: Tentative
Conclusions about Uncertain Democracies (Baltimore: Johns Hopkins University
Press, 1991); Dankwart Rustow, "Transitions To Democracy: Toward a Dynamic
Model," Comparative Politics 2 (April 1970): 337-63; Guiseppe di Palma, To
Craft Democracies: An Essay on Democratic Transitions (Berkeley: University of
California Press, 1990).
[sup10] For an excellent
interpretation of Karl Popper's definition of theoretical depth, see John
Watkins, Science and Scepticism (Princeton: Princeton University Press, 1984).
[sup11] David A. Lake and
Patrick M. Morgan, eds., Regional Orders: Building Security in a New World
(University Park, PA: Pennsylvania State University Press, 1997); Andrew
Hurrell and Louise Fawcett, The Resurgence of Regionalism in World Politics
(New York: Oxford University Press, 1995); Edward Mansfield and Helen V.
Milner, The Political Economy of Regionalism (New York: Columbia University
Press, 1997); Etel Solingen, "The Domestic Sources of Regional Regimes:
The Evolution of Nuclear Ambiguity in the Middle East," International
Studies Quarterly 38 (June 1994): 305-38.
[sup12] Leonard Binder,
"The Middle East as a Subordinate International System," World
Politics 10 (April 1958): 408-29; Richard A. Falk and Saul H. Mendlovitz, eds.,
Regional Politics and World Order (San Francisco: W. H. Freeman, 1973).
Excellent reviews of the regional subsystem literature are provided by Kay
Boals, "The Concept 'Subordinate International System': A Critique"
in ibid., 399-411; and William R. Thompson, "The Regional Subsystem: A
Conceptual Explication and a Propositional Inventory," International
Studies Quarterly 17 (March 1973): 89-117.
[sup13] Lijphart, Democracy
in Plural Societies, 25-52.
[sup14] Seymour M. Lipset,
ed., The Encyclopedia of Democracy, Vol. 3 (Washington, DC: Congressional
Quarterly, Inc., 1995), 853-65.
[sup15] Lijphart,
"Typologies of Democratic Systems," 22-25.
[sup16] Lijphart, Democracy
in Plural Societies, 53-103.
[sup17] Lijphart,
"Typologies of Democratic Systems," 25-30.
[sup18] Lijphart, "The
Power-Sharing Approach," 54-55. (Emphasis added.)
[sup19] The importance of
cultural homogeneity is emphasized in John Stuart Mill, Considerations on
Representative Government (New York: Liberal Arts Press, 1958).
[sup20] Brian Barry,
"Political Accommodation and Consociational Democracy," British
Journal of Political Science 5 (October 1975): 481-90.
[sup21] Jeffrey Obler, Jurg
Steiner, and Guido Dierickx, Decision Making in Smaller Democracies: The
Consociational 'Burden' (Beverly Hills, CA: Sage Publications, vol. 6,
Comparative Politics Series No. 01-064, 1977), 328-29.
[sup22] Barry,
"Political Accommodation," 493-95; Obler et al., Decision Making,
337.
[sup23] Hans Daalder,
"The Consociational Democracy Theme," World Politics 26 (July 1974):
604-21; Judith Nagata, "Review of Lijphart 1977," International
Journal 34 (Summer 1979): 505-06.
[sup24] Daalder, "The
Consociational Democracy Theme," 612-18.
[sup25] Hudson, "The
Lebanese Crisis," 114; N. Kliot, "The Collapse of the Lebanese
State," Middle Eastern Studies 23 (January 1987): 54-74.
[sup26] Samuel P.
Huntington, "Reform and Stability in a Modernizing, Multi-Ethnic
Society," Politikon 8 (1981): 14.
[sup27] Lijphart,
Power-Sharing in South Africa, 110.
[sup28] Adriano Pappalardo,
"The Conditions for Consociational Democracy: A Logical and Empirical
Critique," European Journal of Political Research 9 (December 1981):
365-90; M. P. C. M. van Schendelen, "The Views of Arend Lijphart and
Collected Criticisms," Acta Politica 19 (January 1984): 19-55.
[sup29] For more
information on falisifiability and Karl Popper's philosophy of science, see
Watkins, Science and Scepticism.
[sup30] Ian S. Lustick,
"Lijphart, Lakatos, and Consociationalism," World Politics 50
(October 1997): 88-117.
[sup31] David D. Laitin,
"South Africa: Violence, Myths, and Democratic Reform," World
Politics 39 (January 1987): 265.
[sup32] Barry, "Political
Accommodation," 500.
[sup33] Lijphart, Democracy
in Plural Societies, 54.
[sup34] William W. Harris,
Faces of Lebanon: Sects, Wars, and Global Extensions
(Princeton: Princeton University Press, 1997), 152.
[sup35] Elie A. Salem,
Modernization Without Revolution: Lebanon's Experience
(Bloomington: Indiana University Press, 1973); Leonard Binder, ed., Politics in
Lebanon (New York: Wiley, 1966); David R. and Audrey C. Smock, The Politics of
Pluralism (New York: Elsevier, 1975).
[sup36] Michael C. Hudson,
The Precarious Republic: Modernization in Lebanon (New York:
Random House, 1968); Michael C. Hudson, "Democracy and Social Mobilization
in Lebanese Politics," Comparative Politics 1 (January 1969): 245-63.
[sup37] Harris, Faces of Lebanon; Tabitha Petran, The Struggle Over Lebanon (New York:
Monthly Review Press, 1987); Charles Winslow, Lebanon: War and Politics in a
Fragmented Society (London: Routledge, 1996); Elizabeth Picard, Lebanon:
A Shattered Country (New York: Holmes & Meier, 1996); Walid Khalidi,
Conflict and Violence in Lebanon: Confrontation in the Middle East (Cambridge,
MA: Harvard University, Center for International Affairs, 1979); Iliya F.
Harik, Lebanon: Anatomy of a Conflict (Hanover, NH: American
Universities Field Staff, 1981); Kamal S. Salibi, Crossroads to Civil War: Lebanon,
1958-1976 (Delmar, NY: Caravan Books, 1976); Itamar Rabinovich, The War for Lebanon, 1970-1983 (Ithaca, NY: Cornell University Press, 1984);
Marius K. Deeb, The Lebanese Civil War (New York: Praeger Publishers, 1980);
and Harald Vocke, The Lebanese War (London: C. Hurst & Co., 1978).
[sup38] Harris, Faces of Lebanon, 161.
[sup39] Ibid.; Petran, The
Struggle Over Lebanon; Elie A. Salem, "Lebanon's Political Maze: The
Search For Peace in a Turbulent Land," Middle East Journal 33 (Autumn
1979): 444-63.
[sup40] Petran, The
Struggle Over Lebanon, 126-30.
[sup41] Hudson, "The
Lebanese Crisis"; Dekmejian, "Consociational Democracy in
Crisis."
[sup42] Khalidi, Conflict
and Violence, 101; Harik, "Economic and Social Factors," 209-41.
[sup43] Arnon Softer,
"Lebanon--Where Demography Is the Core of Politics and
Life," Middle Eastern Studies 22 (April 1986): 197-205; and Muhammad
Faour, "The Demography of Lebanon: A Reappraisal,"
Middle Eastern Studies 27 (October 1991): 631-41.
[sup44] Petran, The
Struggle Over Lebanon, 71.
[sup45] Picard, Lebanon: A Shattered Country 79-81.
[sup46] For details on
Syria's interests in Lebanon, see Reuven Avi-Ran, The Syrian Involvement in Lebanon Since 1975 (Boulder, CO: Westview Press, 1991); Adeed
Dawisha, Syria and the Lebanese Crisis (New York: St. Martin's Press, 1980);
and As'ad AbuKhalil, "Determinants and Characteristics of Syrian Policy in
Lebanon" in Deirdre Collins, ed., Peace for Lebanon? From
War to Reconstruction (Boulder, CO: Lynne Rienner, 1994), 123-36.
[sup47] Picard, Lebanon: A Shattered Country, 81.
[sup48] Khalidi, Conflict
and Violence in Lebanon, 95.
[sup49] Michael Hudson,
Arab Politics: The Search for Legitimacy (New Haven: Yale University Press,
1977), 256.
[sup50] Ibid., 373.
[sup51] Ibid., 375.
[sup52] William B. Quandt,
Peace Process: American Diplomacy and the Arab-Israeli Conflict Since 1967
(Washington, DC: Brookings Institution, 1993), 182-222 and 239-43; Henry
Kissinger, Years of Upheaval (Boston: Little Brown and Co., 1982), 614-66.
[sup53] Avi-Ran, Syrian
Involvement in Lebanon, 21; Rabinovich, The War for Lebanon,
36-37.
[sup54] Dekmejian,
"Consociational Democracy in Crisis," 258-59.
[sup55] Petran, The
Struggle Over Lebanon, 99-103.
[sup56] Ibid., 142.
[sup57] Ze'ev Schiff,
"Lebanon: Motivations and Interests in Israel's Policy," Middle East
Journal 38 (Spring 1984): 220-27.
[sup58] Khalidi, Conflict
and Violence in Lebanon, 70-71.
[sup59] Ibid., 71.
[sup60] Petran, The
Struggle Over Lebanon, 152-53.
[sup61] Ibid., 152.
[sup62] Rabinovich, The War
for Lebanon, 72-74.
[sup63] Maila, "The
Ta'if Accord," 40-42.
[sup64] "Israel
Willing to Talk with Syria despite Hezbollah Attacks," CNN World, 1
February 2000.